A comparison of high-flow nasal cannula and standard facemask as pre-oxygenation technique for general anesthesia

Abstract Background: Current practice guidelines recommend the use of nasal cannula as an alternative pre-oxygenation method for tracheal intubation. However, the efficacy of high-flow nasal oxygenation versus standard facemask oxygenation has not been fully evaluated. Methods: We searched PubMed, Cochrane Library, and ClinicalTrials.gov for English-language studies published from January 1, 2000 to November 30, 2021. We included randomized controlled trials which compared high-flow nasal oxygenation and facemask oxygenation as the pre-oxygenation maneuver. Primary outcome was arterial partial pressure of oxygen (PaO2) after pre-oxygenation. Secondary outcomes were safe apnea time, arterial desaturation during intubation, lowest peripheral capillary oxygen saturation during intubation, and patient comfort score. Random-effects models and Mantel–Haenszel method were used for data synthesis. Results: A total of 16 randomized controlled trials and 1148 patients were included. High-flow nasal oxygenation achieved a higher PaO2 compared with facemask, mean difference: 64.86 mm Hg (95% confidence interval [CI]: 32.33–97.40, P < .0001). Safe apnea time was longer in high-flow nasal oxygenation, mean difference: 131.03 seconds (95% CI: 59.39–202.66, P < .0001). There was no difference in the risk of peri-intubation desaturation or lowest peripheral capillary oxygen saturation between groups. Patient comfort score was higher in high-flow nasal oxygenation, mean difference: 1.00 (95% CI: 0.46–1.54, P = .0003). Conclusion: High-flow nasal oxygenation better enhanced PaO2 and extended safe apnea time and is not inferior to facemask oxygenation in preventing desaturation during tracheal intubation. High-flow nasal oxygenation may be considered as an alternative method, especially for patients with a potential difficult airway.


Introduction
Pre-oxygenation before induction of anesthesia is an established procedure to increase the oxygen reservoir in the lungs, to delay the occurrence of desaturation, and to allow more time for laryngoscopy and tracheal intubation. [1] This is particularly important for patients who have poor underlying physiological reserve or undergo rapid sequence induction. [2] Pre-oxygenation is typically performed using a facemask with an adequate seal between the patient and the circuit to deliver oxygen. This standard method has been shown to extend the safe apnea time to 6 minutes for securing the airway in anesthetized patients. [3] Difficult Airway Society 2015 guidelines recommend the use of simple nasal cannula as an alternative method to deliver oxygen continuously during induction of anesthesia. [4] Currently, high flow nasal cannula is widely used to deliver warmed and humidified oxygen flow at a rate over 60 L minute À1 . [5] Study has shown that high-flow nasal oxygenation (HFNO) generates positive pressure and facilitates carbon dioxide clearance in anesthetized and apneic patients. [6,7] However, it remains uncertain whether HFNO is more efficacious in enhancing arterial oxygenation or reducing peri-intubation desaturation compared with standard facemask oxygenation (FMO). This controversy is potentially due to the study limitations of previous studies, including small sample sizes and discrepancies in oxygenation protocol. [8][9][10][11][12][13][14][15][16][17][18][19][20][21][22][23] Recent meta-analyses focused on the efficacy of HFNO in critically ill patients with acute respiratory failure. [24,25] However, these results cannot be generalized to anesthetized patients due to the obvious difference in patients' health condition and clinical setting.
To better clarify the role of HFNO in pre-oxygenation for general anesthesia (GA), we collected the available published data from randomized controlled trials and conducted this metaanalysis to compare the oxygenation level, safe apnea time, and peri-intubation arterial desaturation between HFNO and FMO as the pre-oxygenation method. Based on previous evidence, [4][5][6][7] we hypothesized that HFNO better enhances the level of arterial blood oxygen, prolongs safe apnea time, and reduces the risk of desaturation during intubation in comparison with conventional FMO.

Data sources and searches
This meta-analysis used the aggregate data from published studies, did not directly involve human subjects, and therefore did not require the approval of institutional review board. We used the Preferred Reporting Items for Systematic Reviews and Metaanalyses guidelines [26] and performed a comprehensive search using PubMed, Cochrane Library, and ClinicalTrials.gov for published studies in English from January 1, 2000 to November 30, 2021. We searched with the keywords "high-flow nasal oxygen," "high-flow nasal oxygenation," "high-flow nasal cannula," "transnasal humidified rapid-insufflation ventilatory exchange," "pre-oxygenation," "apneic oxygenation," and "OptiFlow." References of articles and relevant meta-analyses were also reviewed to confirm that no study was missed.

Eligibility criteria and study quality assessment
Included studies met all the following criteria: subjects ≥18 years of age, uses of HFNO for pre-oxygenation, comparisons of high-flow nasal cannula and facemask, reporting outcomes of arterial partial pressure of oxygen (PaO 2 ), safe apnea time, oxygen desaturation during intubation, lowest peripheral capillary oxygen saturation (SpO 2 ) during intubation or patient comfort score, and articles published in peer-reviewed journals. We excluded observational studies, review articles or editorials, studies evaluating critically ill patients with respiratory failure, and studies not reporting outcomes of interest. Two authors (HCK and WCL) independently reviewed and collected data, including study design, characteristics of subjects, and study outcomes. The third blinded reviewer (YGC) resolved any disagreements between reviewers. The quality of randomized controlled trials was appraised by HCK and WCL using the Cochrane Handbook for Systematic Reviews of Interventions. [27] Any disagreement was resolved via group discussions.

Outcome measurement
Patients were classified into the HFNO group if they underwent pre-oxygenation using a high-flow nasal cannula with a flow of 100% oxygen >30 L minute À1 . Patients were classified into the FMO group if pre-oxygenation maneuver was performed using a standard anesthetic facemask with 100% oxygen. Primary outcome was the level of PaO 2 after pre-oxygenation. Secondary outcomes were safe apnea time, which was defined as the interval between start of apnea verified by capnography and SpO 2 reaching 90% to 95% or endotracheal tube in place, [10][11][12]16,18,[20][21][22] arterial desaturation (SpO 2 below 90-95%) during intubation, lowest SpO 2 during intubation, and patient comfort score. Patient comfort score was graded by the numeric rating scale, ranging from 0 to 10. The ascertainment of safe apnea time and arterial desaturation were based on the definitions described in the primary studies.

Data synthesis and analysis
Data synthesis was performed using random-effects models and Mantel-Haenszel method to generate mean difference and risk ratio (RR) by using RevMan software, version 5.3 (Nordic Cochrane Centre, Cochrane Collaboration, Copenhagen, Denmark). The I 2 statistics were used to check for quantitative heterogeneity of results [28] ; it defines low heterogeneity with I 2 < 25%, moderate heterogeneity with I 2 between 25% and 50%, and high heterogeneity with I 2 >50%. A funnel plot was used to assess a potential publication bias. Visual estimation was performed to examine the asymmetry of the funnel plot. We estimated and obtained the sample mean and standard deviation from the sample size, median, interquartile range, and/or range of the primary studies using Wan et al's method. [29] Subgroup analyses by obese and non-obese people were conducted to compare the efficacy of HFNO and FMO in the 2 populations. As a sensitivity test, we excluded the studies of healthy volunteers (Pillai et al [9] and Hanouz et al [14] ) to exclusively examine the efficacy of HFNO and FMO in surgical and anesthetized patients. A 2-sided significance level of 0.05 was used to assess statistically significant difference.

Discussion
This study was the first meta-analysis of randomized controlled trials to specifically compare the efficacy of high-flow nasal cannula and standard facemask in pre-oxygenation for anesthetized patients. Our analyses showed that HFNO achieved a higher PaO 2 after pre-oxygenation, extended safe apnea time, and improved patient comfort compared with FMO. The risk of desaturation and lowest SpO 2 during intubation were similar between 2 techniques. These results suggest that HFNO appears to be a practicable method for pre-oxygenation in the setting of GA.   Difficult Airway Society 2015 guidelines recommend the use of nasal cannula in pre-oxygenation, [4] which is primarily based on the studies before 2010 (with nasal insufflation of oxygen at a flow of only 5 L minute À1 ) [30,31] or observational studies. [32] In the recent decade, randomized controlled trials have shown that transnasal humidified high-flow oxygen with a rate up to 70 L minute À1 prolongs safe apnea time during tracheal intubation for severely hypoxemic patients. [24,25,32,33] Although guidelines recommend the use of nasal cannula in patients at high risk of difficult airway, it's efficacy as a pre-oxygenation method has not been thoroughly evaluated. [4] Our study provided the evidence that HFNO with apneic oxygenation enhances PaO 2 better and is not inferior to FMO in preventing hypoxia during tracheal intubation. For patients with an anticipated difficult airway, studies have demonstrated that high-flow nasal oxygen therapy improved oxygen saturation and reduced the risk of desaturation during awake fiberoptic tracheal intubation compared with facemask ventilation. [34,35] These results suggest that HFNO may serve as an ideal pre-oxygenation technique for performing potentially difficult intubations.
There are 2 physiological mechanisms underlying the benefits of high-flow nasal oxygen therapy in oxygenation and gaseous   exchange. First, HFNO generates a low level of positive pressure, mean 2.7 cm H 2 O at a gas flow rate of 35 L minute À1 in healthy adults. [6] HFNO for apneic oxygenation extends safe apnea time compared with conventional oxygen therapy. [4,7,10,11,16,34,36] Second, transnasal humidified rapid-insufflation ventilatory exchange in HFNO may facilitate gaseous exchange and enhance carbon dioxide clearance through the interaction between cardiogenic oscillations and supraglottic flow vortices created by nasal gas flow. [7,36] By contrast, a recent randomized trial refuted the advantage of HFNO over spontaneous ventilation in carbon dioxide washout among adults undergoing microlaryngoscopy. [37] More studies are needed to clarify the efficacy of HFNO in improving gaseous exchange during apnea. Patients with obesity have reduced respiratory reserve due to their lower vital capacity, functional residual capacity, and lung compliance. [38] The apnea time of SpO 2 dropping to 90% after FMO is <3 minutes in obese patients compared with 6 minutes in the non-obese. [39] The greater risk of oxygen desaturation in obese patients warrants further development of pre-oxygenation techniques for anesthesia care. However, it remains inconclusive whether HFNO is superior to FMO in preventing perioperative desaturation in obese patients. [8,15,16,22,[40][41][42] Heinrich et al [8] reported that HFNO for 3 minutes generated the highest PaO 2 compared with oxygen insufflation or continuous positive airway pressure via a facemask. Similarly, HFNO prolonged the safe apnea time to SpO 2 95% by 76 seconds and enhanced minimum SpO 2 in morbidly obese patients. [16] On the contrary, Vourc'h et al [15] showed that HFNO produced a lower end-tidal oxygen level after tracheal intubation and carried a higher risk of desaturation. Rosén et al [22] showed that FMO was superior to HFNO in enhancing end-tidal fraction of oxygen. The use of HFNO after tracheal extubation was demonstrated to prevent hypoxemia among obese patients following bariatric surgery in one study [40] but not another. [41] In propofol sedation for colonoscopy, the desaturation rate was similar between HFNO and standard nasal cannula. [42] These disagreements may come from the discrepancies in the oxygenation protocol and study outcomes. Vourc'h et al [15] used pressure support and Rosén et al [22] used PEEP for FMO. Furthermore, the inconsistent use of neuromuscular blocking drugs in the study of Vourc'h et al [15] might also affect the efficacy of HFNO. The use of neuromuscular blocking agents is associated with a higher success rate of tracheal intubation. [43] Intubation without neuromuscular blockade may increase the risk of oxygen desaturation, which potentially underestimates the potential benefit of HFNO in preventing desaturation. More studies are warranted to elucidate the optimal strategy of applying HFNO to peri-procedural oxygenation for obese patients.
A simple facemask typically provides supplemental oxygen with a flow rate of 5 to 10 L minute À1 and a fraction of inspired oxygen of 0.35 to 0.55. [44] The oxygen flow rate >10 L minute À1 cannot further increase the fraction of inspired oxygen in a simple facemask. [44] In addition, the facemask is necessarily removed during tracheal intubation and therefore cannot deliver an oxygen flow regardless of the flow rate. Based on our analytical results, we reason that FMO with an oxygen flow >10 L minute À1 can hardly outperform HFNO in terms of PaO 2 and safe apnea time. More studies are needed to evaluate the efficacy of HFNO and FMO with varying oxygen flow rates, particularly for patients with poor respiratory reserve.
Attention to some limitations of this study is needed. First, the number of subjects enrolled in the meta-analysis was only modest, and some subgroup analyses may have inadequate statistical power. Second, the outcomes of interest are not available for all included studies. Third, the heterogeneity of results was high in some analyses, which may relate to the variations in characteristic of subjects (healthy volunteers or patients), protocol of oxygenation (oxygen flow rate, use of pressure support or PEEP, and use of neuromuscular blocking agents or not), and definitions of outcomes. Fourth, given that the individual date of included clinical trials are unavailable, we could not compare the efficacy of HFNO and FMO in some subgroups, such as men or women and people with different body mass indexes.
In conclusion, HFNO for pre-oxygenation achieved a higher PaO 2 , extended safe apnea time, and improved patient comfort compared with standard FMO. The risk of desaturation and lowest SpO 2 during intubation were similar between 2 methods. These results suggest that HFNO appears to be an ideal and useful technique for pre-oxygenation in the setting of GA. HFNO may be considered as an alternative to standard FMO, especially for patients at risk of difficult intubation.